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Common Issues in Securities Law: Leading Lawyers on Managing Client Expectations, Evaluating Securities Investigations, and Identifying Key Issues in U.S. Securities Law (Inside the Minds)
by Aspatore Books Staff
Binding: Paperback, 200 pages
Publisher: Aspatore Books
Weight: 0.6 pound
Dimension: H: 0.4 x L: 8.3 x W: 5.4 inches
ISBN 10: 0314195521
ISBN 13: 9780314195524
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Book Description:
Common Issues in Securities Law is an authoritative, insider's perspective on best practices for assessing current trends and issues in securities law. Featuring partners and chairs from some of the nation's leading law firms, these experts guide the reader through developing an understanding of key matters in U.S. Securities law, identifying the impact of recent cases, and interacting with government agencies. From implementing proper legal skills and managing client expectations to understanding local and international laws, these experts offer strategies for monitoring client compliance and evaluating state and federal investigations. Additionally, these top lawyers give tips on obtaining proper documentation, executing appropriate due diligence, and taking into account current political factors. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today, as these experienced lawyers offer up their thoughts around the keys to navigating an increasingly-enforced area of law.

Inside the Minds provides readers with proven business intelligence from C-Level executives (Chairman, CEO, CFO, CMO, Partner) from the world's most respected companies nationwide, rather than third-party accounts from unknown authors and analysts. Each chapter is comparable to an essay/thought leadership piece and is a future-oriented look at where an industry, profession or topic is headed and the most important issues for the future. Through an exhaustive selection process, each author was hand-picked by the Inside the Minds editorial board to author a chapter for this book.

Chapters Include:

1. K.B. Battaglini, Shareholder, Greenberg Traurig LLP 'Defending a Client in Securities Enforcement Litigation'

2. Ernest E. Badway, Member, Fox Rothchild LLP 'Leading Clients through the Morass that is a Modern Securities Investigation'

3. Seth T. Taube, Partner, Baker Botts LLP 'The Changing Art of Securities Law Counseling'

4. Ross A. Albert & Heath D. Linsky, Partners, Morris, Manning & Martin LLP 'The Securities and Exchange Commission's Approach to Cross-Border Transactions'

5. Otto Sorensen, Managing Partner, The Law Office of Otto E. Sorensen APC 'Recent Trends in Securities Law'

6. Robin M. Bergen, Partner, Cleary Gottlieb Steen & Hamilton LLP 'Advising Corporate Clients in Securities Enforcement Investigations'

Appendices

Appendix A: Tender Offer/Rights Offering Notification Form

Appendix B: Form of Beneficial Owner Request

Appendix C: Directors and Officers Questionnaire

Appendix D: Annual Meeting Timetable

Appendix E: Model Joint Defense Agreement

Appendix F: Model Confidentiality Agreement

Appendix G: Model Hard Copy Document Collection Protocol

Appendix H: Model Document Preservation Memo


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